Securities regulation in the United States

Results: 4123



#Item
871United States securities law / Finance / United States corporate law / Securities / Auditing / Regulation S-K / Prospectus / Stock market / Financial economics / Investment

-4000501270Fund-ME Offering Circular IMPORTANT NOTICES TO PROSPECTIVE INVESTORS: The Company described in this Offering Circular is attempting to raise money for its business by offering securities to the public in Main

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Source URL: maine.gov

Language: English - Date: 2014-12-24 10:57:56
872United States Securities and Exchange Commission / United States securities law / Financial regulation / 73rd United States Congress / New Deal / Securities Act

ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER IN THE MATTER OF: *

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Source URL: www.oag.state.md.us

Language: English - Date: 2014-12-01 08:23:19
873SEC filings / Corporations law / Auditing / Corporate governance / United States securities law / Regulation S-K / Form 10-K / Norfolk Southern Railway / Corporation / Rail transportation in the United States / Transportation in the United States / Transportation in North America

Our Vision Be the safest, most customer-focused, and successful transportation company in the world Norfolk Southern Corporation

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Source URL: www.nscorp.com

Language: English - Date: 2015-01-22 17:06:33
874New Deal / Securities Act / Financial regulation / SEC filings / Economy of the United States / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

THE MANIT O BA SECURITIES COMM I SSI O N IN THE MATTER OF:

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-12-19 14:22:26
875Finance / Securities / United States securities law / SEC filings / Prospectus / Securities Act / Mutual fund / Security / Regulation S-K / Financial economics / Investment / Stock market

Blanket Order No. 6 IN THE MATTER OF THE SECURITIES ACT, 1990 S.N. 1990, CHAPTER 48 ("the Act") AND IN THE MATTER OF FIRST PROSPECTUSES FILED BY

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 12:59:57
876United States securities law / SEC filings / 73rd United States Congress / United States Securities and Exchange Commission / Securities Act / Form D / Mutual fund / Exempt market dealer / Financial economics / Investment / Finance

Blanket Order No. 11 IN THE MATTER OF THE SECURITIES REGULATIONS, 1991 (the "Regulation") MADE UNDER THE SECURITIES ACT R.S.N. 1990, CHAPTER S-13 (the "Act") AND IN THE MATTER OF

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 12:59:59
877United States Securities and Exchange Commission / New Deal / Securities Act / Financial economics / Issuer / Form 5 / Financial regulation / Finance / Regulation S-X / SEC filings / United States securities law / 73rd United States Congress

Government of Newfoundland and Labrador Department of Government Services Blanket Order No. 55 IN THE MATTER OF THE SECURITIES ACT

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:18
878Stock market / Financial economics / New Deal / Securities Act / Security / Investment / Financial regulation / Securities Commission of New Zealand / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Blanket Order No. 48 SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS GOVERNMENT OF NEWFOUNDLAND AND LABRADOR IN THE MATTER OF

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:15
879United States Securities and Exchange Commission / Dividend / Securities Act / Financial regulation / Finance / Business / Regulation S-K / United States securities law / SEC filings / 73rd United States Congress

Blanket Order No. 5 Revoked & Replaced January 5, 1995 by Blanket Order No. 27 IN THE MATER OF THE SECURITIES ACT, 1990 S.N. 1990, CHAPTER 48 (the "Act") AND IN THE MATTER OF DIVIDEND REINVESTMENT

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 12:59:57
880Securities / Investment / 73rd United States Congress / United States Securities and Exchange Commission / Finance / Prospectus / Securities Act / Stock market / Financial economics / United States securities law

Blanket Order No. 30 IN THE MATTER OF THE SECURITIES REGULATIONS, 1991 (the "Regulation") MADE UNDER THE SECURITIES ACT R.S.N. 1990, CHAPTER S-13, AS AMENDED (the "Act") AND IN THE MATTER OF

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:08
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